Process

Our process begins by evaluating our clients’ risk tolerance and investment objectives. We then construct a unique investment policy statement which forms the basis for our recommendation to allocate their portfolio among our range of investment options including individual security selections among stocks, bonds, mutual funds, and ETFs, as well as outside managers employing various styles. The process continues with constant oversight of the investments, ongoing performance evaluations, and portfolio rebalancing to meet our clients’ changing needs. Through our custodial and clearing relationship with TD Ameritrade Institutional, Stepping Stones Management is able to offer institutional financial services at rates lower than those found through similar programs at large financial institutions. To avoid conflicts, we do not accept commissions, referral fees, or any other compensation from vendors. We are only paid by our clients, thus our loyalty lies solely with them. Whether an individual or an institution, our clients have access to the entire range of account types and management styles while paying fees that are lower than competing services at other firms.
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