Contact

Daniel D. Hickey
Stepping Stones Management, LLC
PO Box 263
City Island, NY 10464
(646) 723-6262


Risk Tolerance Questionnaire

Name
Time Horizon: A substantial portion of these funds may be needed within:
Three years or less
Three to five years
Five to ten years
A period greater than ten years
Please characterize your knowledge of investments as one of the following:
None
Limited
Good
Extensive
When deciding how to invest money, you are:
Most concerned about the possibility of the investment losing value
Equally concerned about the possibility of the investment losing or gaining value
Most concerned about the possibility of the investment gaining value
Imagine that the stock market has dropped 25% in value over the past three months and your portfolio has also dropped 25% in value. What would you want to do with your shares?
Sell some
Sell all
Keep all
Buy more
Consider the annual returns of the five hypothetical investment plans below. Based on the range of possible outcomes shown, which plan would be the most acceptable to you or best suit your investment philosophy?
Investment Plan A: Average 5%, Best Case 15%, Worst Case (5)%
Investment Plan B: Average 7%, Best Case 20%, Worst Case (10)%
Investment Plan C: Average 10%, Best Case 30%, Worst Case (15)%
Investment Plan D: Average 13%, Best Case 40%, Worst Case (20)%
Investment Plan E: Average 15%, Best Case 45%, Worst Case (30)%



Request For Proposal
$1 Million Minimum

Name
Phone
Email
Address
City
State
Zip Code
Amount To Invest
Type of Account(s):
Individual Taxable Account
Retirement Account
Joint Taxable Account
Institutional
Percentage of total investment that these dollars represent:
Less than 25%
26% to 50%
51% to 75%
76% to 100%
What is the purpose of these funds?
Retirement Planning
College Funding
General Investment Savings
Other
If Other, Please Explain
What is the primary objective of these funds?
Preservation of capital
Generation of income
Preservation of purchasing power
Long-term moderate growth of capital
Long-term aggressive growth of capital
Do you expect to make regular withdrawals from your portfolio?
Yes
No
If your answer is yes above, please indicate the frequency and amount:
How would you characterize the liquidity of your other investments?
Low
Medium
High
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